Title
Name | Agency Involved | Alleged Violation | Report | Report Year(s) | Status | Settlement Amount/Civil Penalty | Date Posted | |
|---|---|---|---|---|---|---|---|---|
360 Brooklyn Investors, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Settled | $2,000 | 6/26/2012 | |
3rd Avenue Management, LLC | Legislative Law 1-A §1-j | Late Filing | Client Semi-Annual | 2009 | Civil Assessment | $1,500 | 2/15/2011 | |
ADG-SOHO | Legislative Law 1-A §1-j | Late Filing | Client Semi-Annual | 2008 | Settled | $500 | 2/4/2009 | |
Administrators for the Professions, Inc. | Legislative Law §1-A §1-m | Gift to Public Official | Settled | $70,000 | 12/28/2016 | |||
Aeralert US, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Civil Assessment | $1,500 | 10/22/2009 | |
Agusta & Ross | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Air Pegasus Heliport, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Settled | $2,500 | 4/28/2009 | |
Akhil Lal | Bronx Community College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2010, 2011, 2012, 2013 | Settled | $800 | 3/4/2015 |
Alan Forrest | SUNY Buffalo | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006, 2007 | Civil Assessment | $2,000 | 10/22/2009 |
Amardeep Singh on behalf of the Sikh Coalition, Inc. | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2008 | Civil Assessment | $3,500 | 10/22/2009 | |
Amardeep Singh on behalf of the Sikh Coalition, Inc. | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2008 | Settled | $250 | 12/2/2008 | |
Amardeep Singh on behalf of the Sikh Coalition, Inc. | Legislative Law 1-A §1-h | Late Filing | Lobbyist Bi-monthly | 2008 | Settled | $250 | 12/2/2008 | |
American Alternative Fuels | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 12/2/2008 | |
American Recycling Technologies, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Settled | $500 | 4/28/2009 | |
Amy Fillat | NYC Childrens Center | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2012, 2013 | Settled | $600 | 3/4/2015 |
Angela Hacker | Metropolitan Transit Authority | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006 | Civil Assessment | $400 | 2/8/2008 |
Ann Scheidt | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2012, 2013 | Settled | $600 | 12/29/2014 |
Antonio Cabrera | Metropolitan Transit Authority | Public Officers Law §74(3)(c) | Confidential Information | Settled | $2,000 | 3/13/2014 | ||
Ardlan "Eddie" Feizbakhsh | Metropolitan Transit Authority, NYC Transit | Public Officers Law § 74(3)(d) | Misuse of Office | Settled | $1,500 | 12/15/2016 | ||
Arlene Kraat | Queens College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012 | Settled | $200 | 12/29/2014 |
Arnaldo Lopez | NYC Transit | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012 | Settled | $200 | 12/29/2014 |
Assembly Member Vito Lopez | NYS Assembly | Public Officers Law §§74(3)(d), (f), and (h) | Misuse of Office | Legislative Ethics Commission's Disposition and Notice of Civil Assessment | $330,000 | 2/12/2013 | ||
Atlantis Health Plan | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $3,000 | 6/26/2012 | |
Bearing Point | Legislative Law 1-A§1-j(b)(5)(i) | Failure to File | Client Semi-Annual | 2006 | Decision and Order | $0 | 12/20/2011 | |
Ben Masaitis | NYS Theatre Institute | Public Officers Law §§74(3)(d) and (h) | Misuse of Office | Decision and Civil Assessment | $0 | 1/11/2012 | ||
Betty A. Hughes | Department of Environmental Conservation | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | $2,500 | 6/10/2010 |
Bill Lynch Associates Inc. on behalf of Trustees of Columbia University of NYC | Legislative Law 1-A §1-e(d) | Failure to File | Registration Amendment | 2007 | Settled | $2,500 | 12/10/2009 | |
Black Agency Executives | Legislative Law 1-A | Failure to File | Settled | $1,000 | 6/13/2013 | |||
Blackboard, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Decision Civil Assessment | $9,000 | 11/25/2014 | |
Bolton St. Johns Inc. on behalf of Medtonic Sofamor Danek, USA, Inc. | Legislative Law 1-A §1-e(a)(4), 1-h(b)(5) | Failure to File | Statement of Registration | 2007-2008 | Settled | $500 | 10/22/2009 | |
Boymelgreen Developers | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Settled | $500 | 2/22/2010 | |
Brady & Co. on behalf of Augustine Parochial Schools | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2008 | Settled | $1,000 | 4/8/2010 | |
Brady & Company on behalf of Work Loss Data Institute | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2008 | Settled | $250 | 12/2/2008 | |
Brady & Company on behalf of Work Loss Data Institute | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2008 | Settled | $250 | 12/2/2008 | |
Brown, McMahon & Weinraub, LLC on behalf of Women's Bar Association of NY | Legislative Law 1-A§1-e | Failure to File | Statement of Registration | 2005 | Settled | $300 | 10/7/2008 | |
Bruce Sauter | Office of Real Property Services | Public Officers Law §73(8)(a)(i) | Post Employment | Settled | $8,000 | 8/12/2010 | ||
Buffalo Niagara Association of Realtors, Inc. | Legislative Law§1-m | Gift | Settled | $250 | 2/22/2010 | |||
Buley Public Affairs, LLC on behalf of Forrest City Ratner Companies | Legislative Law 1-A §§1-e | Failure to File | Registration Amendment | 2004 | Settled | $500 | 10/7/2008 | |
Carl Figliola & Associates | Legislative Law § 1-e(d) | Failure to File | Registration Amendment | 2007 | Settled | $750 | 6/10/2010 | |
Carlos Ortiz | Department of Public Service | Public Officers Law §73(5)(a) | Gift | Settled | $1,000 | 8/14/2013 | ||
Cherokee North Shore | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 12/2/2008 | |
City of Utica | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 4/14/2011 | |
Clifton VanGuilder | Department of Environmental Conservation | Public Officers Law §73(5) and 74(3)(d), (f) and (h) | Gift | Settled | $15,000 | 8/12/2010 | ||
Clinica Modelo | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Decision and Order | missing | 5/25/2013 | |
Community Advocacy & Advisory Services | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2009 | Civil Assessment | $3,000 | 10/14/2010 | |
Community Redemption Center | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010, 2012 | Decision and Civil Assessment | $15,000 | 11/25/2014 | |
Community Redemption Center | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Civil Assessment | $2,500 | 1/31/2012 | |
Community Services for Brooklyn, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Settled | $250 | 10/14/2010 | |
Comverge, Inc. | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010, 2011 | Settled | $4,000 | 6/26/2012 | |
Conservation Services Group, Inc. | Legislative Law §1-m | Gift | Settled | $7,500 | 10/14/2010 | |||
Cooper Square Hotel, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $1,500 | 4/8/2010 | |
CPS 5 LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Crane Vacco & Crane Consulting on behalf of Delaware North | Legislative Law 1-A§1-m | Gift | Settled | $5,000 | 10/22/2009 | |||
Crane Vacco on behalf of Cable NY | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2004, 2005 | Settled | $5,000 | 10/22/2009 | |
Crucible Materials Corporation | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Decision and Order | $0 | 12/20/2011 | |
Dan Isaacs | Political Party Chair | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2010 | FDS Filed | FILED | 7/17/2013 |
Daniel Shure | CUNY Central Office | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011 | Settled | $200 | 12/29/2014 |
Daniel Smuckler | Bronx Psychiatric Center | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2010, 2011, 2012, 2013 | Settled | $800 | 3/4/2015 |
Darren Dopp | Executive Chamber | Public Officers Law §§74(3)(d) and (h) | Misuse of Office | Civil Assessment | $10,000 | 10/7/2009 | ||
David L. Kempton, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Civil Assessment | $250 | 2/15/2011 | |
David N. Ellenhorn | Attorney General's Office | 19 NYCRR Part 930.6 | Travel | Settled | $0 | 7/23/2014 | ||
David Shaffer | Psychiatric Institute | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2013 | Settled | $400 | 3/4/2015 |
David Wilcox | Department of Health, NYS | Public Officers Law §§73(8)(a)(i), 73(8)(a)(ii), 73(5)(a), 74(3)(d), 74(3)(h) | Post Employment | Settled | $1,300 | 6/26/2012 | ||
Dawn Williamson | Nassau Healthcare Corp. | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012, 2013 | Settled | $200 | 12/29/2014 |
DCI Group AZ, LLC | Legislative Law 1-A §§1-e, 1-h, 1-j | Failure to File | Statement of Registration, Lobbyist Bi-monthly, Client Semi-Annual | 2013, 2014 | Settled | $15,000 | 5/12/2015 | |
Democrats for Education Reform | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $1,500 | 4/8/2010 | |
Derrick O'Neal | NYC Transit | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012, 2013 | Settled | $400 | 12/29/2014 |
Diana Hannan | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2012 | Settled | $200 | 12/29/2014 |
Ditma Park Rehab/Care Center | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 4/14/2011 | |
Dominick Galluccio | Creedsmoor Psychiatric Center | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011 | Settled | $200 | 12/29/2014 |
Dominick Mauro | Department of Corrections and Community Supervison | Public Officers Law § 74(3)(h) | Misuse of office | Settled | $0 | 9/29/2017 | ||
Dr. Yasha Yi | CUNY Staten Island | Public Officers Law §73(15) | Participating in State contract decision | Settled | $64,831 | 5/30/2013 | ||
Eduardo Rios | Staten Island College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011 | Settled | $200 | 12/29/2014 |
Educational Housing Services | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/2/2008 | |
EG Sales, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | CLOSED | |||
Elin Waring | CUNY Lehman College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2007 | Civil Assessment | $1,400 | 10/22/2009 |
Empire Resorts | Legislative Law 1-A §§1-j | Failure to File | Client Semi-Annual | 2006 | Settled | $2,500 | 2/8/2008 | |
Eugene Mohan | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2007 | Civil Assessment | $0 | 10/22/2009 |
Eugene Mohan | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006 | Civil Assessment | $5,000 | 12/2/2008 |
Eustace Castellaneta | Metropolitan Transit Authority | Public Officers Law §§73(14)(a) and 74(3)(d), (f) and (h) | Nepotism | Settled | $1,500 | 7/24/2015 | ||
Evelyn Rollins | Executive Chamber | Public Officers Law §§73(7)(a), 73(8)(a)(ii), and 73(12) | Post Employment | Settled | $15,000 | 2/4/2008 | ||
Excelsior Advocates | Legislative Law §§1-e and 1-h | Failure to File | Statement of Registration | 2007 | Settled | $5,000 | 12/9/2010 | |
Faustino Quintanilla | Queensborough College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011 | Settled | $200 | 12/29/2014 |
Forest View Adult Care Center | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 8/12/2010 | |
Former Assemblymember Dennis Gabryszak | Assembly | Public Officers Law §§74(3)(d), (f), and (h) | Misuse of Office | Substantial Basis Investigation Report | $100,000 | 12/31/2015 | ||
Fred Hiffa | Legislative Law 1-A | Gift | Settled | $10,000 | 3/17/2017 | |||
Ghassan Samara | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | $0 | 10/22/2009 |
Glenn LaFave | Hudson River Black River Regulating District | Public Officers Law §74(3)(d) | Misuse of Office | Settled | $5,000 | 6/30/2014 | ||
Glenwood Management Corp. | Legislative Law 1-A §§ 1-e, 1-h, and 1-j | Failure to File | Statement of Registration, Lobbyist Bi-monthly, Client Semi-Annual | 2011-2012; 2013-2014 | Settled | $200,000 | 12/28/2016 | |
Govdelivery Inc. | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $2,500 | 7/3/2012 | |
Govdelivery, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 4/14/2011 | |
Governor David A. Paterson | Executive Chamber | Public Officers Law §§73(5) and 74(3)(d), (f) and (h) | Gift | Civil Assessment | $62,125 | 2/3/2011 | ||
Greater Rochester Association of Realtors | Legislative Law 1-A§1-m | Gift | Settled | $250 | 12/10/2009 | |||
Gregory A. Zachrich | SUNY Martime College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006 | Civil Assessment | $2,500 | 12/2/2008 |
GSDP, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 10/14/2010 | |
Hallett's Point Development, LLC on behalf of Agusta and Ross | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Hernan Makse | CUNY | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2007 | Civil Assessment | $200 | 6/12/2009 |
HMS | Legislative Law 1-A§1-m | Gift | Settled | $75,000 | 6/25/2015 | |||
Housing Works Albany Advocacy Center | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2009 | Civil Assessment | $3,000 | 10/14/2010 | |
Housing Works, Inc. | Legislative Law 1-A §§1-e, 1-h, 1-j | Failure to File | Statement of Registration, Lobbyist Bi-monthly, Client Semi-Annual | 2010, 2011, 2012, 2013, 2014, 2015 | Settled | $50,000 | 10/22/2015 | |
Housing Works, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Civil Assessment | $3,000 | 1/31/2012 | |
Housing Works, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Civil Assessment | $5,000 | 2/15/2011 | |
IAQ, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Ichud Mosdos | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $2,500 | 10/22/2009 | |
Imagedoc USA | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 1/31/2012 | |
Imagedoc USA, Inc. | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $1,000 | 8/28/2012 | |
Independence Plaza Association LLC/Stellar Management | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $500 | 12/2/2008 | |
Independent Beer Distributors of New York | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Civil Assessment | $5,000 | 2/3/2009 | |
Independent Beer Wholesalers of NY | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $6,000 | 6/12/2009 | |
Independent Plaza Associates, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $500 | 12/2/2008 | |
Inner City Development, LLC | Legislative Law 1-A | Failure to File | Settled | $0 | 5/28/2013 | |||
IP Mortgage Borrower, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2014, 2015 | Settled | $2,000 | 10/22/2015 | |
James Brunet | Department of Transportation | Public Officers Law §73(8)(a)(i) | Post Employment | Settled | $10,000 | 6/12/2009 | ||
James Ludlam | Department of Environmental Conservation | Public Officers Law §73(8)(a)(ii) | Post Employment | Settled | $250 | 12/21/2012 | ||
Jared Abbruzzese, as Director of Friends of New York Racing, Inc. | Legislative Law§1-m | Failure to File | Decision and Order | $0 | 12/9/2010 | |||
Jean M. Tully | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011 | Settled | $200 | 12/29/2014 |
Jeff T. Casey | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | $5,000 | 6/10/2010 |
Jeff T. Casey | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2007 | Civil Assessment | $1,400 | 8/6/2009 |
Jessica Berrios | Nassau Healthcare Corp. | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2012 | Settled | $400 | 3/4/2015 |
Jitinder Walia | Bronx Community College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2012 | Settled | $200 | 12/29/2014 |
John C. Maerz | SUNY Upstate Medical University | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2007 | Civil Assessment | $0 | 10/22/2009 |
John C. Maerz | SUNY Upstate Medical University | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006 | Civil Assessment | $2,500 | 12/2/2008 |
John Cook | Department of Transportation | Public Officers Law §§73(5)(a) and 74(3)(d), (f), and (h) | Gift, Misuse of Office | Settled | $5,000 | 3/17/2017 | ||
John F. Williams, Jr | SUNY Downstate Medical Center | Public Officers Law § 74(3)(d) | Misuse of Office | Settled | $3,000 | 2/15/2017 | ||
John J. O'Connor | SUNY Research Foundation | Public Officers Law§ 74(3)(d), (f) and (h) | Misuse of Office | Decision and Order | 5/27/2015 | |||
John Meringolo | Nassau Healthcare Corp. | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011 | Settled | $200 | 12/29/2014 |
John Sieber | Roswell Park Cancer Institute | Public Officers Law §73(8) | Post Employment | Settled | $2,500 | 5/12/2014 | ||
John Woodruff | NYC Transit | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012 | Settled | $200 | 3/4/2015 |
Joseph Flora | OMIG | Public Officers Law § 73(5)(a) and (b), §§74(3)(d), (f), and (h) | Gift | Settled | $14,000 | 11/17/2015 | ||
Joseph Klesin | Department of Public Service | Public Officers Law §73(5)(a) | Gift | Settled | $1,500 | 8/14/2013 | ||
Juan Alvarenga | Office of General Services, NYS | Public Officers Law§74(3)(d) | Misuse of Office | Settled | $2,000 | 3/16/2015 | ||
Julie Switzer | Westchester County Healthcare Corp. | Public Officers Law §73(5)(a) and §§74(3)(d), (f), and (h) | Gift | Settled | $1,000 | 2/16/2011 | ||
Kathryn E. Palomino | SUNY Upstate Medical University | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2007 | Civil Assessment | $2,000 | 10/22/2009 |
Kelly & Roth on behalf of Erie Basin Marine Association | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Kenneth Plummer D/B/A Kensworth Consulting | Legislative Law 1-A §1-e and§1-h | Failure to File | Statement of Registration, Lobbyist Bi-monthly | 2009 | Settled | $2,000 | 12/28/2012 | |
King Cleaning Association | Legislative Law 1-A | Failure to File | Settled | $1,000 | 6/12/2013 | |||
Knapp Street Developers, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 12/2/2008 | |
Larry Selan | Metropolitan Transit Authority | Public Officers Law §§73(5)(a) &§74(3)(d)(f) & (h) | Gift, Misuse of Office | Settled | $2,000 | 1/27/2014 | ||
Leslie Koch | Governors Island Preservation & Education Corp. | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | $3,600 | 4/8/2010 |
Lino Vlacic | Manhattan & Bronx Surface Transit Operating Authority | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012, 2013 | Settled | $400 | 3/4/2015 |
Liquid Asphalt Distributors Association, Inc., of New York | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $500 | 6/26/2012 | |
Magnum Real Estate | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 8/12/2010 | |
Manheim Auctions, Inc. | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $2,500 | 8/28/2012 | |
Marie G. Dimicco | Westchester County Healthcare Corp. | Public Officers Law §73(8)(a) | Post Employment | 2009 | Settled | $25,000 | 5/4/2009 | |
Mario Guerra | Metropolitan Transit Authority | Public Officers Law §74(3)(f) | Misuse of Office | Settled | 4/16/2013 | |||
Mark Watkins | Manhattan & Bronx Surface Transit Operating Authority | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012 | Settled | $200 | 12/29/2014 |
Marsh Wasserman & McHugh, LLC on behalf of Morton Grove Pharmaceuticals | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2005 | Settled | $350 | 10/7/2008 | |
Martin Smith | Harlem Community Development Corp. | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006 | Civil Assessment | $400 | 8/5/2008 |
Mason Management | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010, 2011 | Settled | $6,000 | 10/22/2015 | |
Maureen Becker | College of State Island | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012, 2013 | Settled | $200 | 3/4/2015 |
McCarton Foundation | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $1,000 | 7/26/2012 | |
Mercury Public Affairs | Legislative Law 1-A §§1-e, 1-h(a), 1-j | Failure to File | Statement of Registration, Lobbyist Bi-monthly, Client Semi-Annual | 2011, 2012 | Settled | $20,000 | 9/11/2013 | |
Metatomix, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Settled | $1,000 | 12/4/2012 | |
Meyer, Suozzi, English & Klein, P.C. | Legislative Law§1-e and h | Failure to File | Statement of Registration | 2007-2008 | Settled | $2,500 | 2/22/2010 | |
Micah Riggs, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Settled | $2,000 | 6/28/2013 | |
Michael Gonzalez | Roswell Park Cancer Institute | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012, 2013 | Settled | $400 | 3/4/2015 |
Michael Harrigan | NYC Childrens Center | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2013 | Settled | $400 | 3/4/2015 |
Michael Israel | Nassau Healthcare Corp. | Public Officers Law §73(5) and§74(3)(d), (f), and (h) | Gift | Settled | $3,000 | 4/14/2010 | ||
Michael Marriott | CUNY Baruch College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2007 | Civil Assessment | $1,400 | 10/22/2009 |
Michael Partigianoni | SUNY Cortland | Public Officers Law §73(5)(a) | Gift | Settled | $4,672 | 6/12/2014 | ||
Michael Tobman on behalf of Older Adults Technology Services | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2008 | Settled | $250 | 12/2/2008 | |
Middle Class Home Builders Coalition | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Millennium Partners, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
MMM Group, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Settled | $500 | 2/22/2010 | |
Mohammad Baalbaki | Metropolitan Transit Authority | Public Officers Law §74(3)(d) | Misuse of Office | Settled | $1,500 | 3/13/2014 | ||
Nassau-Suffolk Water District Commissioners Assn. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Settled | $250 | 2/22/2010 | |
National Grid | Legislative Law§1-A | Gift | Settled | $25,000 | 6/25/2013 | |||
New Sunset Industrial Park LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Settled | $500 | 12/10/2009 | |
New York IKFD, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Civil Assessment | $1,500 | 2/3/2009 | |
New York Staffing Association | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Settled | $250 | 10/7/2008 | |
New York Trial Lawyers Association | Legislative Law 1-A§1-m | Gift | 2009 | Settled | $250 | 10/22/2009 | ||
Nice Systems Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $1,000 | 8/12/2010 | |
Nice Systems, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $1,200 | 4/8/2010 | |
Norma Pena-De-Llorenz | Hostos Community College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012, 2013 | Settled | $400 | 3/4/2015 |
NYC Central Labor Council | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $2,500 | 8/28/2012 | |
NYS Association of Health Care Providers | Legislative Law§1-m | Gift | 2009 | Settled | $250 | 12/10/2009 | ||
NYS Coalition Against Domestic Violence | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $1,500 | 7/26/2012 | |
NYS Conf. International Union of Operating Engineers | Legislative Law §1-m | Gift | Settled | $250 | 2/22/2010 | |||
NYS Laborers PAC | Legislative Law 1-A§1-m | Gift | 2009 | Settled | $250 | 10/22/2009 | ||
O'Connor Capital Partners | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $2,500 | 7/26/2012 | |
O'Connor Capital Partners | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 4/14/2011 | |
Parsons | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Parsons | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Patricia Lynch Association, Inc. | Legislative Law 1-A §1-e(a)(4) | Failure to File | 2009 | Settled | $500 | 12/10/2009 | ||
Paul Wolfe | Workers Compensation Board | Public Officers Law §73(8)(a) | Post Employment | 2009 | Settled | $3,000 | 4/29/2009 | |
Peter Kiernan | Executive Chamber | Public Officers Law §73(8)(a)(iv) | Post Employment | Settled | $3,500 | 12/17/2012 | ||
Peter Savio | Energy Research & Development Authority | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012 | Settled | $200 | 3/4/2015 |
Phoenixone Communications | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $1,200 | 4/8/2010 | |
Phusion Projects, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Settled | $1,000 | 12/21/2012 | |
Pirro-Buley & Associates on behalf of Forrest City Ratner Companies | Legislative Law 1-A §§1-e, h | Failure to File | Lobbyist Bi-monthly | 2005 | Settled | $500 | 10/7/2008 | |
Pledge 2 Protect, Inc. | Legislative Law 1-A §1-j | False Filing | Client Semi-Annual | 2013, 2014 | Settled | $0 | 6/29/2017 | |
Port Parties, Ltd. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 4/14/2011 | |
Port Parties, Ltd. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $500 | 10/7/2008 | |
Port Parties, Ltd. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $500 | 10/7/2008 | |
Potomac Communications Strategies, Inc. | Legislative Law 1-A §§1-e and 1-h | Failure to File | Statement of Registration, Lobbyist Bi-monthly | 2013, 2014 | Settled | $12,000 | 5/12/2015 | |
Powers & Co. on behalf of BearingPoint, Inc. | Legislative Law §§1-e(a)(4) and 1-h(b)(5)(i) | Failure to File | Statement of Registration | 2006 | Settled | $500 | 4/8/2010 | |
Powers & Co. on behalf of Lincoln Center for the Performing Arts, Inc. | Legislative Law §§1-e and 1-h | Failure to File | Statement of Registration | 2007 | Settled | $500 | 4/8/2010 | |
Powers Crane & Co on behalf of Delaware North | Legislative Law 1-A §1-h | False Filing | Lobbyist Bi-monthly | 2003 | Settled | $50,000 | 10/22/2009 | |
Powers Crane & Co on behalf of Duane Reade | Legislative Law 1-A §1-h | False Filing | Lobbyist Bi-monthly | 2003 | Settled | $50,000 | 10/22/2009 | |
Powers Crane & Co on behalf of NYS Laborer's PAC | Legislative Law 1-A §1-h | False Filing | Lobbyist Bi-monthly | 2003 | Settled | $50,000 | 10/22/2009 | |
Preston Felton | Executive Chamber | Public Officers Law §74(3)(c)(d) and (h) | Confidential Information, Misuse of Office | Settled | $0 | 11/24/2009 | ||
Private Attorney Defense Services, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Settled | $2,000 | 5/15/2013 | |
Public Consulting Group | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Settled | $500 | 4/14/2011 | |
Public Consulting Group | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Civil Assessment | $10,000 | 2/15/2011 | |
Quadriad Realty Partners | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $2,000 | 4/8/2010 | |
Quadriad Realty Partners | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Raby Alexander, Group on behalf of Cybersettle | Legislative Law 1-A §1-h | Failure to File | Lobbyist Bi-monthly | 2008 | Civil Assessment | $3,000 | 4/28/2009 | |
Ralph Lorigo | Political Party Chair | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2010 | FDS Filed | $0 | 7/13/2013 |
Redflex Traffic Systems | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $1,500 | 7/3/2012 | |
Richard Baum | Executive Chamber | Public Officers Law §74(3)(h) | Conflict of Interest, misuse of office | Settled | $0 | 7/8/2008 | ||
Richard Gerardi | NYSERDA | Public Officers Law §§ 73(5); 74(2)(3)(d)(f)(h) | Gift | Settled | $2,460 | 10/28/2008 | ||
Ritchie Tyson | Metropolitan Transit Authority, NYC Transit | Public Officers Law §§73-a and 74(3)(d) | Misuse of Office, Failure to Disclose | Financial Disclosure Statement | 2012, 2013, 2014 | Settled | $4,000 | 10/27/2016 |
Robert J. Frey | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | $2,500 | 6/10/2010 |
Robert J. Frey | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006 | Civil Assessment | $300 | 12/2/2008 |
Robert Neviaser | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2012, 2013 | Settled | $200 | 12/29/2014 |
Robin Korherr | Office of Homeland Security | Public Officers Law §§74(3)(d), (f), and (h) | Misuse of Office | Civil Assessment | $4,000 | 1/11/2012 | ||
Roger T. Gray | Office of Children and Family Services, NYS | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006 | Civil Assessment | $400 | 2/8/2008 |
Ronald Edelstein | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Settled | $2,000 | 8/4/2014 | |
Rosalyn Alexander | Hunter College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2012, 2013 | Settled | $300 | 3/4/2015 |
Rotate Black, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Settled | $2,000 | 9/10/2014 | |
Ryo Cigar Association, LLC | Legislative Law 1-A §1-j | Failure to File | Settled | $250 | 12/10/2009 | |||
S&L Birchwood, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Civil Assessment | $1,500 | 1/31/2012 | |
S. Helen Daniels | Empire State Development Corporation | Public Officers Law §73(7)(a) | Conflict of Interest | Settled | $5,000 | 2/4/2014 | ||
Seneca Cayuga Tribe of Oklahoma | Legislative Law 1-A §1-j | False Filing | Client Semi-Annual | 2005 | Settled | $500 | 12/2/2008 | |
Sheinkopf Ltd | Legislative Law 1-A§1-c(h), 1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $7,500 | 4/8/2010 | |
Sheinkopf Ltd. | Legislative Law §1-e and h | Failure to File | Statement of Registration | 2007 | Settled | $7,500 | 8/12/2010 | |
Sherry Herrington | Metropolitan Transit Authority | Public Officers Law§73(14)(a) | Nepotism | Settled | $3,500 | 8/26/2014 | ||
Show Media New York, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Sidney Gellineau | Metropolitan Transit Authority | Public Officers Law §§74(3)(d) | Misuse of Office | Settled | $3,000 | 1/19/2017 | ||
Small Hotel Owners Association, Inc. | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010 | Settled | $1,500 | 8/28/2012 | |
SRK Consulting Group | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 12/2/2008 | |
Star 3005 LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $1,000 | 6/12/2009 | |
State Advisers, LLC | Legislative Law 1-A §§1-e, 1-h | Failure to File | Statement of Registration, Lobbyist Bi-monthly | Decision and Civil Assessment | $180,000 | 11/1/2016 | ||
Stedroy Fergus | Metropolitan Transit Authority | Public Officers Law § 73(5)(a) and (14)(a) | Gift | Settled | $2,500 | 2/24/2016 | ||
Stephen Stoute | Harlem Community Development Corp. | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012, 2013 | Settled | $400 | 3/4/2015 |
Steven Blaney | Department of Public Service | Public Officers Law §74(3)(d) | Misuse of Office | Settled | $1,500 | 8/14/2013 | ||
Steven Kuhr | NYS Division of Homeland Security | Public Officers Law 1-A§74(3)(d) | Misuse of Office | Settled | $4,000 | 5/21/2015 | ||
Steven Willner | CUNY Central Office | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2013 | Settled | $400 | 3/4/2015 |
Stuart Chen | SUNY Buffalo | Notice of Delinquency | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | duplicate | 8/12/2010 |
Stuart Chen | SUNY Buffalo | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | $5,000 | 8/12/2010 |
Synergy Business Management | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
Tadis | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 12/2/2008 | |
Tarrytown Music Hall | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Decision and Order | $0 | 12/20/2011 | |
The Association of PBA's | Legislative Law 1-A§1-m | Gift | Settled | $250 | 10/22/2009 | |||
The Bodega Association of the United States, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
The Correctional Officers & Police Benevolent Association, Inc. | Legislative Law §1-m | Gift | Settled | $250 | 2/22/2010 | |||
The Leser Group | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010, 2011 | Settled | $2,500 | 6/26/2012 | |
The Parkside Group, LLC | Legislative Law 1-A§1-e | Failure to File | Statement of Registration, Registration Amendment | 2003 | Settled | $500 | 12/2/2008 | |
Theresa Do | NYS Mortgage Agency | Public Officers Law §§74(3)(d) and (h)) | Misuse of Office | Settled | $1,500 | 10/28/2015 | ||
Theresa Tiso | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | $400 | 6/10/2010 |
Theresa Williams | Medgar Evers College | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2012 | Settled | $200 | 12/29/2014 |
Thomas Hoover | Athletic Commission, NYS | Public Officers Law §74(3)(d) | Misuse of Office | Settled | $2,000 | 11/17/2016 | ||
Titan Outdoor, LLC | Legislative Law 1-A | Failure to File | Client Semi-Annual | 2010, 2011 | Settled | $2,500 | 6/26/2012 | |
Tracy Kinn | Department of Veteran's Affairs | Public Officers Law §§ 73(5)(a) and 74(3)(d), (f), and (h) | Gift, Misuse of Office | Decision | $0 | 6/8/2017 | ||
Uber Technologies, Inc | Legislative Law 1-A §§1-h and 1-j | Incomplete filing | Lobbyist Bi-monthly, Client Semi-Annual | 2015, 2016 | Settled | $98,000 | 6/5/2017 | |
Uncle Sam's House, Inc. | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Decision and Order | $0 | 5/28/2013 | |
Uniformed EMS Officers Union, FDNY, Local 3621 | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2008 | Civil Assessment | $3,500 | 6/12/2009 | |
Uniformed Firefighters Association | Legislative Law 1-A§1-m | Gift | 2008 | Settled | $250 | 10/22/2009 | ||
United University Professions | Legislative Law 1-A§1-m | Gift | 2008 | Civil Assessment | $0 | 12/9/2010 | ||
Valerie Lancaster Beal | CUNY Board of Trustees | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2007 | Civil Assessment | $400 | 10/22/2009 |
Walter L. Williams | Bronx Children's Psychiatric Center | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2006 | Civil Assessment | $2,600 | 6/19/2008 |
Westchester Industrial Development Agency | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 12/2/2008 | |
Western New York Care Coordination Program | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2007 | Settled | $250 | 10/7/2008 | |
William C. Lindner | Metropolitan Transit Authority | Public Officers Law § 74(3)(d) | Misuse of Office | Settled | $5,000 | 4/11/2016 | ||
William F. Schwarz | Department of Health | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2011, 2012, 2013 | Settled | $600 | 12/29/2014 |
William Howard | State Police | Public Officers Law §74(3)(h) | Conflict of Interest | Settled | $0 | 6/25/2008 | ||
William J. Lennarz | SUNY Stonybrook | Notice of Delinquency | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | 8/12/2010 | |
William J. Lennarz | SUNY Stonybrook | Public Officers Law §73-a | Failure to File | Financial Disclosure Statement | 2008 | Civil Assessment | $400 | 8/12/2010 |
William Weaver | Department of Corrections and Community Supervision - Auburn Correctional Facility | Public Officers Law § 73(14)(a) | Nepotism | Settled | $1,500 | 10/27/2016 | ||
Wolf Block Public Strategies on behalf of Food Allergy Initiative | Legislative Law §§1-e and 1-h | Failure to File | Statement of Registration, Lobbyist Bi-monthly | 2007 | Settled | $500 | 4/8/2010 | |
Working Families Organization | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2006 | Settled | $250 | 10/7/2008 | |
YL Management, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2010 | Decision | $0 | 11/25/2014 | |
YL Management, LLC | Legislative Law 1-A §1-j | Failure to File | Client Semi-Annual | 2009 | Civil Assessment | $600 | 1/31/2012 |